Enterprise Risk, Compliance & Resiliency

Bounded Context

Risk registers, audits, legal cases, regulatory compliance, licensing, and whistleblower reporting.

%%{init: {"flowchart": {"subGraphTitleMargin": {"bottom": 20}}} }%%
flowchart TB

subgraph "Enterprise Risk, Compliance & Resiliency"
        RISK_REGISTER[Risk Register]
        AUDIT[Audit]
        LEGAL_CASE[Legal Case]
        POLICY[Policy]
        LICENSE[License]
        WHISTLEBLOWER_REPORT[Whistleblower Report]
        REGULATION[Regulation]
    end

    AUDIT --> |assesses| RISK_REGISTER
    LEGAL_CASE --> |governed by| POLICY
    LICENSE --> |requires| REGULATION
    WHISTLEBLOWER_REPORT --> |may trigger| LEGAL_CASE

    subgraph "Financial Resources<br/>Management"
        INVOICE[Invoice]
    end

    AUDIT --> |reviews| INVOICE

Key Data Entities

Entity	Referenced by
Audit	Compliance Manager
Legal Case	Compliance Manager
License	Compliance Manager
Policy	Compliance Manager
Regulation	Compliance Manager
Risk Register	Compliance Manager
Whistleblower Report	Compliance Manager

Business Capabilities

Compliance Manager

• Maintain enterprise risk registers with impact and likelihood scoring
• Track compliance audit schedules and findings
• Manage legal cases and regulatory correspondence
• Enforce ethical governance policies and whistleblower reporting
• Generate compliance reports for board and regulatory submissions
• Manage sports licensing and regulatory body relationships
• Track and enforce regulatory requirements and standards